Articles Tagged with Miguel Murillo

Miguel Murillo

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 10, 2018 indicate that New York-based broker Miguel Murillo, also known as Michael Murillo, has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murillo (CRD# 4875997).

Miguel Murillo has spent 12 years in the securities industry. His past registrations include Salomon Whitney Financial in Farmingdale, New York (2010-2014); Cape Securities in McDonough, Georgia (2009-2010); Aura Financial Services in Islandia, New York (2007-2009); Westpark Capital in Melville, New York (2007); National Securities Corporation in Huntington, New York (2005-2007); and Aura Financial Services in Birmingham, Alabama (2005). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 9, 2005, and Series 7 (General Securities Representative Examination), which he obtained on May 16, 2005. He is a registered broker and investment adviser with 17 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Illinois, Iowa, Kansas, Louisiana, Maryland, Minnesota, New Mexico, New York, Ohio, Puerto Rico, Texas and Virginia.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one regulatory sanction.