Articles Tagged with Minnesota

Nathan ElmhorstAccording to records provided by the Financial Industry Regulatory Authority, former Minnesota-based Oak Ridge broker Nathan Elmhorst is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Elmhorst (CRD# 2504775).

Nathan Elmhorst has spent eighteen years in the securities industry and was most recently registered with Oak Ridge Financial Services Group in Golden Valley, Minnesota (2012-2013). Previous registrations include Feltl & Company in Minneapolis, Minnesota (2005-2012); Miller Johnson Steichen Kinnard in Minneapolis, Minnesota (1995-2005); and Westonka Investments in Minnetonka, Minnesota (1994-1995). Continue Reading

Paul SchmidtThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Minnesota-based SII Investments broker Paul Schmidt (CRD# 2703069).

Paul Schmidt has spent nineteen years in the securities industry and has been registered with SII Investments in Sartell, Minnesota since 2010. Previous registrations include Valic Financial Advisors in Edina, Minnesota (2009-2010); Securities America in Sartell, Minnesota (2008-2009); SII Investments in Sartell, Minnesota (1999-2008); and Miller Johnson & Kuehn in Minneapolis, Minnesota (1996-1999). He is a registered broker in Illinois and Minnesota. Continue Reading

shutterstock_123948847The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Minneapolis-based Royal Alliance Associates broker/adviser Michael Hochstetler (CRD# 2673455).

Michael Hochstetler has spent sixteen years in the securities industry and has been registered with Royal Alliance Associates in Minneapolis, Minnesota since 2007. Previous registrations include Ameriprise Financial Services in Minneapolis, Minnesota (2006-2007) and Morgan Stanley in Purchase, New York (1999-2005). He is a registered broker and investment adviser in eight US states: California, Illinois, Indiana, Minnesota, Missouri, North Dakota, South Carolina, and Wisconsin. Continue Reading

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