Articles Tagged with misappropriated funds

Michelle KernAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former California-based Ameriprise broker Michelle Kern is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Ms. Kern (CRD# 4528809).

Michelle Kern has spent ten years in the securities industry and was most recently registered with Ameriprise Financial Services in Roseville, California (2002-2013). She was previously registered with IDS Life Insurance Company in Minneapolis, Minnesota (2002-2006). She is currently not registered with any state or firm. Continue Reading