Articles Tagged with MML Investor Services

Sahand ElmtalabPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Iowa- and Minnesota-based MML Investors Services broker/adviser Sahand Elmtalab has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Elmtalab (CRD# 5484654).

Sahand Elmtalab has spent eight years in the securities industry and has been registered with MML Investors Services in Minneapolis, Minnesota and West Des Moines, Iowa since 2013. Previous registrations include Northwestern Mutual Investment Services in Edina, Minnesota. He is a registered broker and investment adviser with 19 US states and territories. Continue Reading

shutterstock_212979097The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New Hampshire-based MML broker Jeffrey Mayer (CRD# 4036612).

Jeffrey Mayer has spent fifteen years in the securities industry and has been registered with MML Investors Services in Bedford, New Hampshire since September 2015. Previous registrations include MML Investors Services (08/2011-07/2015) and NYLife Securities (2000-2011) in Bedford, New Hampshire. He is a registered broker in Maine and New Hampshire. Continue Reading

shutterstock_102158005The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Pennsylvania-based Summit broker/adviser Frank Corto (CRD# 2537861).

Frank Corto has spent nineteen years in the securities industry and has been registered with Summit Brokerage Services in York, Pennsylvania since 2011. Summit Brokerage Services is a member of the Cetera Financial Group. Previous registrations include MML Investor Services in Hunt Valley, Maryland (2002-2011); Ryan Beck & Company in Florham Park, New Jersey (2002); Gruntal & Company in New York, New York (2001-2002); H&R Block in Detroit, Michigan (1998-2001); Painewebber in Weehawken, New Jersey (1997-1998); and Dean Witter Reynolds in Purchase, New York (1994-1997).

According to his BrokerCheck report, Frank Corto is the subject of one pending customer complaint and two six judgments or liens. He was also discharged from his position MML Investor Services.

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