Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 30, 2018 indicate that former Louisiana-based Morgan Stanley broker/adviser Timothy Gibbons has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gibbons (CRD# 219872).
Timothy Gibbons has spent 42 years in the securities industry and was most recently registered with Morgan Stanley in New Orleans, Louisiana (2009-2015). Previous registrations include Citigroup Global Markets in New Orleans, Louisiana (2006-2009); Legg Mason Wood Walker in Baltimore, Maryland (1988-2006); and Howard Weil Labouisse Friedrichs (1973-1988). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 11, 1988; Series 15 (Foreign Currency Options Examination), which he obtained on December 13, 1982; Series 5 (Interest Rate Options Examination), which he obtained on November 17, 1981; PC (AMEX Put and Call Exam), which he obtained on September 7, 1977; and Series 1 (Registered Representative Examination), which he obtained on April 18, 1973. He is currently not registered with any state, firm or self-regulatory organization.
According to his BrokerCheck report, he has been sanctioned by FINRA and received one regulatory complaint.