Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that former Louisiana-based Morgan Stanley broker/adviser Hanh Williams was terminated from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Williams (CRD# 2236266).
Hanh Williams has spent 23 years in the securities industry and was most recently registered with Morgan Stanley in Shreveport, Louisiana (2014-2017). Previous registrations include JP Morgan Securities in Shreveport, Louisiana (2012-2014); Chase Investment Services in Shreveport, Louisiana (2010-2012); the Leaders Group in Littleton, Colorado (2010); Lincoln Financial Securities Corporation in Shreveport, Louisiana (1998-2008); EQ Financial Consultants in New York, New York; and the Equitable Life Assurance Society in New York, New York (1992-1998). She has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). She is currently not registered with any state or firm.
According to her BrokerCheck report, she was terminated from a former employer and has received one customer complaint.