Public records published by the Financial Industry Regulatory Authority (FINRA) on June 28, 2016 indicate that former California-based Ameriprise broker Jim Seol has been named in a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Seol (CRD# 2876279).
Jim Seol has spent 16 years in the securities industry and was most recently registered with Ameriprise Financial Services in Irvine, California (1997-2014). He was previously registered with IDS Life Insurance in Minneapolis, Minnesota (1997-2006). He is currently not registered with any state or firm. Continue Reading