Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that former Colorado-based National Planning Corporation broker/adviser Kevin Edwards has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Edwards (CRD# 4590951).
Kevin Edwards has spent twelve years in the securities industry and was most recently registered with National Planning Corporation in Denver, Colorado (2015-2016). Previous registrations include Woodbury Financial Services in Greenwood Village, Colorado (2012-2015); Allstate Financial Services in Castle Rock, Colorado (2010-2012); and Allstate Financial Services in Parker, Colorado (2002-2010). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 1, 2013; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 20, 2013; Series 7 (General Securities Representative Examination), which he obtained on July 21, 2012; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 8, 2002. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one pending customer complaint and two denied customer complaints.