Articles Tagged with New Jersey

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Ross Sinclaire & Associates broker Robert Clarke (CRD# 735940).

Robert Clarke has spent 32 years in the securities industry and has been registered with Ross Sinclaire & Associates in Cincinnati, Ohio since 1995. Previous registrations include Mesirow Financial in Chicago, Illinois (1995); the GMS Group in Livingston, New Jersey (1995); Geneva Securities in Schaumburg, Illinois (1990-1995); Ruan Securities Corporation (1988-1992); JW Charles Securities in Boca Raton, Florida (1989-1990); Westcap Securities (1987-1988); TMA Government Securities (1987); First Investment Securities (1985-1987); Lasater & Company (1983-1984); Crews & Associates (1982-1983); and Bache Halsey Stuart Shields (1981-1982). He is a registered broker with eighteen US states. Continue Reading

According to records provided by the Financial Industry Regulatory Authority (FINRA), former New Jersey-based National Planning Corporation broker Karen Jeffery is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Jeffery, also known as Karen Lieschen Welsh (CRD# 4543363).

Karen Jeffery has spent eleven years in the securities industry and was most recently registered with the National Planning Corporation in Marlton, New Jersey (2007-2015). She was previously registered with Walnut Street Securities in Medford, New Jersey (2003-2007). She is currently not registered with any firm or state. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New Jersey-based RBC Capital Markets broker/adviser Jeffrey Fladell (CRD# 209278).

Jeffrey Fladell has spent 42 years in the securities industry and has been registered with RBC Capital Markets in Parsippany, New Jersey since 2009. Previous registrations include JB Hanauer & Company in Parsippany, New Jersey (1988-1993; 1995-2009); Halpert & Company (1979-1988); Travelers Equities Sales (1972-1984); Swanton Securities (1976-1979); Hermes Securities (1971-1975); and Bernard Schnizter (1970-1974). Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New Jersey-based Investacorp broker/adviser Francis Vitellaro (CRD# 3134394).

Francis Vitellaro has spent sixteen years in the securities industry and has been registered with Investacorp in Princeton, New Jersey since 2012. Previous registrations include Wells Fargo Advisors in Princeton, New Jersey (2011-2012); Merrill Lynch in Princeton, New Jersey (2009-2011); Banc of America Investment Services in Princeton, New Jersey (2005-2009); and Merrill Lynch in New York, New York (1999-2005). Continue Reading

shutterstock_101843953The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Maryland and New Jersey-based Cetera broker/adviser Gary Padussis (CRD# 1485343).

Gary Padussis has spent 29 years in the securities industry and has been registered with Cetera Advisors in Towson, Maryland and Cape May, New Jersey since 2013. Previous registrations include UBS Financial Services in Baltimore, Maryland (2009-2013); Citigroup Global Markets in Towson, Maryland (2006-2009); Legg Mason Wood Walker in Baltimore, Maryland (1988-2006); and Baker Watts & Company (1986-1988). He is a registered broker and investment adviser in Delaware, the District of Columbia, Florida, Maryland, New Jersey, North Carolina, Pennsylvania, and Virginia.

According to his BrokerCheck report, Gary Padussis is the subject of one customer complaint and three denied customer complaints. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New Jersey-based National Securities broker John LaBarca (CRD# 2030473).

John LaBarca has spent 23 years in the securities industry and has been registered with National Securities in Edison, New Jersey since 2010. Previous registrations include Wells Fargo Advisors in New York, New York (2006-2010); Ryan Beck & Company in New York, New York (2002-2006); Gruntal & Company in New York, New York (1997-2002); and Oppenheimer & Company in New York, New York (1991-1997). Mr. LaBarca is registered in fourteen US states.

According to his BrokerCheck report, John LaBarca is the subject of two customer complaints, one pending customer complaint, and has filed for bankruptcy.

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