According to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based Voya broker Frederick Monroe has been permanently barred from acting as a broker. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Monroe (CRD# 2457010).
Frederick Monroe has spent twenty years in the securities industry and was most recently registered with Voya Financial Advisors in Albany, New York (2006-2015). Previous registrations include Northwestern Mutual Investment Services in Latham, New York (1994-2006) and Robert W. Baird & Company in Milwaukee, Wisconsin (1994-2002). He is currently not registered with any state or firm. Continue Reading