Articles Tagged with Newbridge Securities Corporation

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Xavier PatinoPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that Illinois-based Newbridge Securities Corporation broker/adviser Xavier Patino, also known as Javier Patino, has been sanctioned by FINRA in connection to alleged rule violations and received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Patino (CRD# 5528139).

Xavier Patino has spent ten years in the securities industry and has been registered with Newbridge Securities in Oakbrook Terrace, Illinois since June 2017. Previous registrations include JP Morgan Securities in Elmhurst, Illinois (2012-2017) and Chase Investment Services Corporation in North Riverside, Illinois (2008-2012). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on February 22, 2012; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 8, 2008; Series 7 (General Securities Representative Examination), which he obtained on January 18, 2012; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 29, 2008. He is a registered broker and investment adviser with five US states: California, Illinois, Indiana, South Carolina, and Wisconsin.

According to his BrokerCheck report, he has received one FINRA sanction and one customer complaint, and he was recently discharged from his former employer in connection to alleged rule violations.

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Thomas Casolaro

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that Florida-based Newbridge Securities Corporation broker Thomas Casolaro is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Casolaro (CRD# 1812805).

Thomas Casolaro has spent 29 years in the securities industry and has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2004. Previous registrations include Kirlin Securities in Syosset, New York (1998-2004); Preferred Securities Group in Boca Raton, Florida (1998); HJ Meyers & Company in Rochester, New York (1989-1998); Alison Baer Securities (1989); Princeton Securities Corporation in Syosset, New York (1989); Allied Capital Group (1988-1989); and Graystone Nash (1988). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 9, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 3, 1988; Series 7 (General Securities Representative Examination), which he obtained on April 16, 1988; Series 4 (Registered Options Principal Examination), which he obtained on May 19, 1998; and Series 24 (General Securities Principal Examination), which he obtained on February 1, 1993. He is a registered broker and investment adviser with 26 US states and territories.

According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and two customer complaints that were closed or denied.

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Ivan GefenPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 27, 2017 indicate that Florida-based Newbridge Securities Corporation broker/adviser Ivan Gefen has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gefen (CRD# 1229418).

Ivan Gefen has spent 33 years in the securities industry and has been registered with Newbridge Securities in Boca Raton, Florida since April 2017. Previous registrations include Morgan Stanley in Boca Raton, Florida; National Securities in Boca Raton, Florida (2012-2013); VFinance Investments in Boca Raton, Florida (2000-2012); Prudential Securities in New York, New York (1987-2000); and First Miami Securities (1984-1987). He is a registered broker and investment adviser with eleven US states and territories.

According to his BrokerCheck report, he has received five customer complaints and one pending customer complaint.