Articles Tagged with Newbridge Securities

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Edward KlugPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that former Florida-based Newbridge Securities broker/adviser Edward Klug, who is currently not affiliated with any broker-dealer firm, has received a customer dispute and several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klug (CRD# 1412221).

Edward Klug has spent 32 years in the securities industry and was most recently registered with Newbridge Securities Corporation in Boca Raton, Florida (2016-2018). Previous registrations include Investacorp in Appleton, Wisconsin (2014-2016); SII Investments in Appleton, Wisconsin (2010-2014); Stifel Nicolaus & Company in Kimberly, Wisconsin (1998-2010); Robert W. Baird & Company in Milwaukee, Wisconsin (1991-1998); Edward D. Jones & Company in St. Louis, Missouri (1990-1991); AG Edwards & Sons in St. Louis, Missouri (1989-1990); and Edward D. Jones & Company in St. Louis, Missouri (1985-1989). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on September 17, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 25, 1985; Series 7 (General Securities Representative Examination), which he obtained on September 21, 1985; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on March 16, 1999. He is currently not registered with any state or firm.

According to his BrokerCheck report, Edward Klug has received one customer complaint and five unsatisfied tax liens.

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Joseph GlodekPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that New Jersey-based Newbridge Securities broker Joseph Glodek has been the subject of customer disputes and regulatory sanctions. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Glodek (CRD# 2024287).

Joseph Glodek has spent 26 years in the securities industry and has been registered with Newbridge Securities Corporation in Morristown, New Jersey since April 2017. Previous registrations include National Securities in Morristown, New Jersey; Wunderlich Securities in Morristown, New Jersey; National Securities in Morristown, New Jersey; Joseph Stevens & Company in Brooklyn, New York; William Scott & Company in Union, New Jersey; AS Goldmen & Company in Red Bank, New Jersey; and DH Blair & Company in New York, New York. He is a registered broker with 26 US states and territories.

According to his BrokerCheck report, Joseph Glodek has received three regulatory sanctions and three customer complaints.

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David Dudkin

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that Florida-based Newbridge Securities Corporation broker David Dudkin has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dudkin (CRD #1849292).

David Dudkin has spent 26 years in the securities industry and has been registered with Newbridge Securities Corporation in Boca Raton, Florida since November 2016. Previous registrations include Securevest Financial Group in Morristown, New Jersey; R. Seelaus & Company in Summit, New Jersey; Bergen Capital in Hasbrouck Heights, New Jersey; Barron Chase Securities in Boca Raton, Florida; First Liberty Investment Group in Philadelphia, Pennsylvania; Century City Securities in Beverly Hills, California; Toluca Pacific Securities in California; Shamrock Partners in Media, Pennsylvania; La Jolla Capital in San Diego, California; Burnett Grey & Company in Atlanta, Georgia; Commonwealth Associates in New York, New York; Robert Todd Financial Group in New York, New York; GSG Global Securities, which has been expelled by FINRA; Brennan Ross Securities, which has been expelled by FINRA; and JT Moran & Company. He is a registered broker with eight US states: Florida, Georgia, Indiana, Maryland, New Jersey, New York, Ohio, and Pennsylvania.

According to his BrokerCheck report, David Dudkin has received three customer complaints and one pending customer complaint.

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Steven WisniewskiPublic records provided by the Financial Industry Regulatory Authority (FINRA) on January 16, 2017 indicate that former Florida-based Newbridge Securities broker Steven Wisniewski has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm.  Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wisniewski (CRD# 2068119).

Steven Wisniewski has spent 25 years in the securities industry and was most recently registered with Newbridge Securities in Boca Raton, Florida (2015-2016). Previous registrations include Cambridge Investment Research in Phoenixville, Pennsylvania; Ridgeway & Conger in New Woodstock, New York; JP Turner & Company in Phoenixville, Pennsylvania; Raike Financial Group in Woodstock, Georgia; Sunpoint Securities in Longview, Texas; Delta Equity Services in Bolton, Massachusetts; HJ Meyers & Company, which has since been expelled by FINRA, in New York, New York; LC Wegard & Company in New York, New York; and Hibbard Brown & Company, which has since been expelled by FINRA, in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, Steven Wisniewski has received two customer complaints and one regulatory sanction.

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Robert Bragg

Public records provided by the Financial Industry Regulatory Authority (FINRA) on January 4, 2017 indicate that Colorado-based Newbridge Securities broker/adviser Robert Bragg has been sanctioned by the State of Colorado and has received several customer complaints. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bragg (CRD# 4767535).

Robert Bragg has spent twelve years in the securities industry and has been registered with Newbridge Securities in Colorado Springs, Colorado since June 2016. Previous registrations include VSR Financial Services in Colorado Springs, Colorado. He is a registered broker and investment adviser in Colorado.

According to his BrokerCheck report, Robert Bragg has received four customer complaints and one regulatory sanction.

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Richard BenedettiPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 26, 2016 indicate that New York-based Newbridge Securities broker Richard Benedetti has received a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Benedetti (CRD# 4779697).

Richard Benedetti has spent twelve years in the securities industry and has been registered with Newbridge Securities in Syosset, New York since 2007. Previous registrations include Great Eastern Securities in Syosset, New York (2004-2007). He is a registered broker with thirty US states and territories, including: Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Michigan, Minnesota, New Jersey, New Mexico, New York, North Carolina, Ohio, and Oregon.

According to his BrokerCheck report, Richard Benedetti is the subject of one pending customer complaint.

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Dennis HayesPublic records published by the Financial Industry Regulatory Authority (FINRA) on September 9, 2016 indicate that Florida-based Newbridge Securities broker/adviser Dennis Hayes is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hayes (CRD# 4403550).

Dennis Hayes has spent 13 years in the securities industry and has been registered with Newbridge Securities in Boca Raton, Florida since 2010. Previous registrations include NFP Securities in Charlotte, North Carolina; Capital Investment Group in Charlotte, North Carolina; MML Investors Services in Charlotte, North Carolina; Equity Services in Montpelier, Vermont; Veravest Investments in Worcester, Massachusetts; and AAL Capital Management in Minneapolis, Minnesota. He is a registered broker and investment adviser with nine US states and territories: Delaware, Florida, Georgia, Illinois, Indiana, Maryland, Nevada, North Carolina, and South Carolina. Continue reading →

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Douglas SolinskiPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that New York-based Newbridge Securities broker Douglas Solinski, also known as Douglas Blake, has been named in a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Solinski (CRD# 4715268).

Douglas Solinski has spent 12 years in the securities industry and has been registered with Newbridge Securities in New York, New York since 2008. Previous registrations include Investors Capital in Harrison, New York (2007-2008); JP Turner & Company in New York, New York (2003-2007); and E1 Asset Management in Jersey City, New Jersey (2004). He is a registered broker in 16 US states and territories: California, Connecticut, Florida, Louisiana, Maryland, Massachusetts, Minnesota, Nevada, New Jersey, New York, Oklahoma, Pennsylvania, South Carolina, Texas, Virginia, and Wisconsin. Continue reading →

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Austin DuttonPublic records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Pennsylvania-based Newbridge Securities Corporation broker/adviser Austin Dutton Jr. has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dutton (CRD# 2739167).

Austin Dutton has spent 19 years in the securities industry and has been registered with Newbridge Securities Corporation in Doylestown, Pennsylvania since 2007. Previous registrations include Boenning & Scattergood in Langhorne, Pennsylvania; Ferris Baker Watts in Baltimore, Maryland; AG Edward & Sons in St. Louis, Missouri; and Prudential Securities in New York, New York. He is a registered broker and investment adviser with ten US states and territories: California, Delaware, Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Texas and Utah. Continue reading →

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Gregory LourdinPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 7, 2016 indicate that New York-based Newbridge broker Gregory Lourdin has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lourdin (CRD# 4152768).

Gregory Lourdin has spent 15 years in the securities industry and has been registered with Newbridge Securities Corporation in New York, New York since March 2016. Previous registrations include National Securities Corporation in New York, New York; Chase Investment Services in New York, New York; Capital Growth Financial in New York, New York; Arjent Services in Greenwich, Connecticut; and First Republic Group in New York, New York. Two of Mr. Lourdin’s former employers, Capital Growth Financial and First Republic Group, have since been expelled by FINRA. He is a registered broker with 18 US states and territories: Alabama, California, Connecticut, Florida, Indiana, Iowa, Minnesota, Mississippi, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin. Continue reading →