Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that New York-based Newbridge Securities broker Dana Davis has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Davis (CRD# 1707708).
Dana Davis has spent 29 years in the securities industry and has been registered with Newbridge Securities Corporation in New York, New York since 2006. Previous registrations include First Montauk Securities in Hauppage, New York (2002-2006); Global Capital Securities Corporation in Englewood, Colorado (2000-2002); Gilford Securities in New York, New York (1995-2000); Josephtal Lyons & Ross in New York, New York (1993-1995); Robert Todd Financial Corporation in New York, New York (1990-1993); Global Capital Securities (1990); and the Stuart-James Company in Denver, Colorado (1989-1990). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 13, 1989; Series 7 (General Securities Representative Examination), which he obtained on March 18, 1989; Series 24 (General Securities Principal Examination), which he obtained on April 27, 2001; and Series 4 (Registered Options Principal Examination), which he obtained on February 16, 2000. He is a registered broker with 24 US states and territories.
According to his BrokerCheck report, he has received five customer complaints and one pending customer complaint, and he was discharged from a former employer in connection to alleged rule violations.