Articles Tagged with NFP Advisor Services

Ann FenwickPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 25, 2017 indicate that Maryland-based Kestra Investment Services broker/adviser Ann Fenwick has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Fenwick (CRD# 1535605).

Ann Fenwick has spent 29 years in the securities industry and has been registered with Kestra Investment Services in Towson, Maryland since 2000. Previous registrations include Mony Securities in New York, New York (1991-2000); H. Beck in Bethesda, Maryland (1991); and Cigna Securities in Radnor, Pennsylvania. She has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 22 (Direct Participation Programs Representative Examination); Series 62 (Corporate Securities Limited Representative Examination): and Series 6 (Investment Company Products/Variable Contracts Representative Examination).

According to her BrokerCheck report, she has received two customer complaints and one denied complaint.