Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2018 indicate that Connecticut-based Northwestern Mutual Investment Services broker Benjamin Kehl is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kehl (CRD# 3088674).
Benjamin Kehl has spent 18 years in the securities industry and has been registered with Northwestern Mutual Investment Services in Glastonbury, Connecticut since 1999. He was previously registered with Robert W. Baird & Company in Milwaukee, Wisconsin (2000-2002). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 1, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 19, 2000; Series 7 (General Securities Representative Examination), which he obtained on March 19, 2003; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 12, 1999. He is a registered broker with nine US states: Connecticut, Florida, Maryland, Massachusetts, Michigan, New York, North Carolina, Pennsylvania, and Rhode Island.
According to his BrokerCheck report, he has received one pending customer complaint.