Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 21, 2019 indicate that former Ohio-based ON Equity Sales Company broker Jason Nye has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Nye (CRD# 2394082).
Jason Nye has spent 20 years in the securities industry and was most recently registered with The ON Equity Sales Company in Centerville, Ohio (2003-2018). Previous registrations include UBS Painewebber in Weehawken, New Jersey (1999-2002); American Express Financial Advisors in Minneapolis, Minnesota (1997-1999); and IDS Life Insurance in Minneapolis, Minnesota (1997-1999). He is currently not registered as a broker with any state or firm.
According to his BrokerCheck report, he has received one customer complaint, two regulatory sanctions, and one pending customer complaint.