Articles Tagged with Painwebber

iStock_000008431693Medium-300x200The securities and investment fraud law firm Fitapelli Kurta is interested in hearing form investors who have complaints regarding former California-based Berthel Fisher broker/adviser John Notman (CRD# 1033267).

John Notman has spent 30 years in the securities industry and was most recently registered with Berthel Fisher & Company in Stockton, California (2003-2012). Previous registrations include Continental Capital Investment Services in Bryan, Ohio (1997-2003); Dean Witter Reynolds in Purchase, New York (1995-1997); Merrill Lynch in New York, New York (1990-1995); Painewebber in Weehawken (1986-1990); Prudential-Bache Securities (1984-1986); and Private Ledger Financial Services (1982-1984). He is currently not registered with any firm, though records indicate he is currently employed with the Notman Financial Group in Stockton, California. Continue Reading