Articles Tagged with Peachcap

Published on:

Aaron BrodtPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 12, 2017 indicate that Arizona-based Peachcap broker Aaron Brodt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Brodt (CRD# 5017914).

Aaron Brodt has spent nine years in the securities industry and has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previous registrations include Accelerated Capital Group in Scottsdale, Arizona (2012-2016) and Meridian United Capital in Scottsdale, Arizona (2008-2012). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 65 (Uniform Investment Adviser Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with eight US states: Arizona, California, Florida, Nevada, New York, Pennsylvania, Texas and Utah.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.

Published on:

Christopher Wenner Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that Georgia-based Peachcap broker Christopher Wenner has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wenner (CRD# 4844949).

Christopher Wenner has spent eleven years in the securities industry and has been registered with Peachcap in Atlanta, Georgia since April 2016. Previous registrations include UBS Financial Services in Atlanta, Georgia (2008-2016); UBS Securities in New York, New York (2007-2008); and Linsco/Private Ledger in San Diego, California (2005-2006). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law ExaminationUniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 9 (General Securities Sales Supervisor – Options Module Examination). He is a registered broker with four US states: California, Connecticut, Georgia, and New York.

According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.