Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 12, 2017 indicate that Arizona-based Peachcap broker Aaron Brodt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Brodt (CRD# 5017914).
Aaron Brodt has spent nine years in the securities industry and has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previous registrations include Accelerated Capital Group in Scottsdale, Arizona (2012-2016) and Meridian United Capital in Scottsdale, Arizona (2008-2012). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 65 (Uniform Investment Adviser Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with eight US states: Arizona, California, Florida, Nevada, New York, Pennsylvania, Texas and Utah.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.