Articles Tagged with Pedro Diaz

Pedro DiazPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 19, 2017 indicate that former Florida-based LPL Financial broker Pedro Diaz, who has been involved in a customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Diaz (CRD# 4877003).

Pedro Diaz has spent twelve years in the securities industry and was most recently registered with LPL Financial in Coconut Creek, Florida (2010-2017). He was previously registered with Amtrust Investment Services in Coral Springs, Florida (2005-2010). He has passed one securities industry examination: Series 7 (General Securities Representative Examination), which he passed on January 6, 2005. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one customer complaint and one closed customer complaint, and was terminated from his former employer in connection to alleged rule violations.