Articles Tagged with Pedro Santa Maria

Pedro Santa MariaPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 30, 2017 indicate that Chile-based Global Investor Services broker Pedro Santa Maria has been sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Santa Maria (CRD# 3174187).

Pedro Santa Maria has spent eleven years in the securities industry and has been registered with Global Investor Services in Santiago, Chile since 2014. Previous registrations include Wachovia Securities in Santiago, Chile and Prudential Securities in New York, New York. He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), Series 3 (National Commodity Futures Examination), and Series 7 (General Securities Representative Examination).. He is currently not registered with any US states.

According to his BrokerCheck report, Pedro Santa Maria has been sanctioned by FINRA.