According to records provided by the Financial Industry Regulatory Authority (FINRA), former Florida-based International Assets Advisory broker/adviser Lance Shaw is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Shaw (CRD# 4065444).
Lance Shaw has spent 15 years in the securities industry and was most recently registered with International Assets Advisory in Orlando, Florida (2015-2016). Previous registrations include LPL Financial in Wynnewood, Pennsylvania (2012-2015); Stifel Nicolaus & Company in Conshohocken, Pennsylvania (2008-2012); Wachovia Securities in Springfield, Pennsylvania (2007-2008); Merrill Lynch in Philadelphia, Pennsylvania (2004-2007); Janney Montgomery Scott in Philadelphia, Pennsylvania (2000-2004); and SEI Investments Distribution in Oaks, Pennsylvania (2000). He is currently not registered with any state or firm. Continue Reading