Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Minnesota-based Northwestern Mutual Investment Services broker Jordan Montgomery has been named in a regulatory investigation. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Montgomery (CRD# 5788771).
Jordan Montgomery has spent five years in the securities industry and has been registered with Northwestern Mutual Investment Services in Mendota Heights, Minnesota since July 2015. He was previously registered with Northwestern Mutual Investment Services in Coralville, Iowa. He is a registered broker with five US states: Illinois, Iowa, Minnesota, North Dakota, and Texas. Continue Reading