Articles Tagged with Perry Gallagher

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Perry GallagherPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 11, 2018 indicate that California-based Western International Securities broker Perry Gallagher has been involved in customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gallagher (CRD# 1193594).

Perry Gallagher has spent 34 years in the securities industry and has been registered with Western International Securities in Santa Rosa, California since 2013. Previous registrations include GBS Financial Corporation in Santa Rosa, California (2012-2013); Wedbush Securities in Los Angeles, California (2001-2012); Triquest Financial in Glendale, California (1990-2001); Bateman Eichler Hill Richards (1988-1990); Shearson Lehman Hutton in New York, New York (1988); EF Hutton & Company (1985-1988); and Dean Witter Reynolds (1983-1985). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 21, 1983; Series 3 (National Commodity Futures Examination), which he obtained on May 28, 1986; and Series 7 (General Securities Representative Examination), which he obtained on October 15, 1983. He is a registered broker with two US states (California and Oregon) and one self-regulatory organization (FINRA).

According to his BrokerCheck report, he has received three customer complaints.