Articles Tagged with Pete Klaas

Pete KlaasPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 15, 2017 indicate that Nevada-based Allegis Investment Services broker/adviser Pete Klaas has been named in a pending regulatory complaint as well as resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Klaas (CRD# 2381681).

Pete Klaas has spent 23years in the securities industry and has been registered with Allegis Investment Services in Las Vegas, Nevada since April 2017. Previous registrations include Allegis Investment Services in Idaho Falls, Idaho (2014-2017); Signator Financial Services in Idaho Falls, Idaho (2011-2014); LPL Financial in Idaho Falls, Idaho (2007-2011); Financial Network Investment Corporation in Idaho Falls, Idaho (2003-2007); Edward Jones in St. Louis, Missouri (2002-2003); Cuna Brokerage Services in Waverly, Iowa (1995-2002); WMA Securities in Duluth, Georgia (1994-1995); and Fidelity Brokerage Services in Smithfield, Rhode Island (1993-1994). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 1, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 25, 2017; Series 7 (General Securities Representative Examination), which he obtained on December 13, 1993; and Series 24 (General Securities Principal Examination), which he obtained on November 6, 2007. He is a registered broker and investment adviser with four US states and territories: Arizona, Idaho, Nevada and Utah..

According to his BrokerCheck report, he has received three customer complaints, one pending customer complaint, and one pending regulatory complaint.

Pete KlaasPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2017 indicate that Nevada-based Cetera Advisor Networks broker/adviser Pete Klaas has been named in a pending regulatory complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Klaas (CRD# 2381681).

Pete Klaas has spent 23 years in the securities industry and has been registered with Cetera Advisor Networks in Las Vegas, Nevada since April 2017. Previous registrations include Allegis Investment Services in South Jordan, Utah; Signator Financial Services in Idaho Falls, Idaho; LPL Financial in Idaho Falls, Idaho; Financial Network Investment Corporation in Idaho Falls, Idaho; Edward Jones in St. Louis, Missouri; Cuna Brokerage Services in Waverly, Iowa; WMA Securities in Duluth, Georgia; and Fidelity Brokerage Services in Smithfield, Rhode Island. He has passed four securities industry examinations: 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). He is a registered broker and investment adviser with Idaho and Nevada.

According to his BrokerCheck report, he has received three customer complaints, three pending customer complaints and one pending regulatory complaint.