Articles Tagged with Peter Malis

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Peter MalisPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 8, 2017 indicate that California-based Wells Fargo Clearing Services broker/adviser Peter Malis has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Malis (CRD# 317892).

Peter Malis has spent 48 years in the securities industry and has been registered with Wells Fargo Clearing Services in Woodland Hills, California since 2003. Previous registrations include Prudential Securities in New York, New York; Bache Halsey Stuart; Paine Webber Jackson & Curtis; and Middendorf Colgate & Company. He is a registered broker and investment adviser with 22 US states and territories.

According to his BrokerCheck report, he has received four customer complaints.