Articles Tagged with Peter Viglione

Peter ViglionePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 30, 2019 indicate that New York-based Laidlaw & Company broker Peter Viglione has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Viglione (CRD# 4697621).

Peter Viglione has spent 15 years in the securities industry and has been registered with Laidlaw & Company in New York, New York since 2014. Previous registrations include Portfolio Advisors Alliance in New York, New York (2013-2014); John Thomas Financial in New York, New York (2008-2013); National Securities Corporation in New York, New York (2006-2008); SW Bach & Company in New York, New York (2005-2006); Oppenheimer & Company in New York, New York (2003-2005); and Casimir Capital in Greenwich, Connecticut (2003). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination). He is a registered broker with 43 US states and territories.

According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.