Articles Tagged with PNC Investments

Charlie CatolonottoPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 5, 2017 indicate that New Jersey-based PNC Investments broker/adviser Charlie Catalonotto has been the subject of a customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Catalonotto (CRD# 1658155).

Charlie Catalonotto has spent 29 years in the securities industry and has been registered with PNC Investments in Millburn, New Jersey since December 2016. Previous registrations include HSBC Securities in Pelham, New York; Banc of America Investment Services in Boston, Massachusetts; Quick & Reilly in New York, New York; Chase Investment Services in Chicago, Illinois; Chemical Investment Services; Liberty Securities in Purchase, New York; Citicorp Investment Services in Long Island City, New York; Landmark Brokerage Services; Shearson Lehman Hutton; Shelter Rock Securities; Investors Center; and Blinder Robinson & Company. He is a registered broker and investment adviser with two US states: New Jersey and New York.

According to his BrokerCheck report, Charlie Catolonotto has received one customer complaint and two denied customer complaints.

Eric SwensonPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that former Florida-based PNC Investments broker Eric Swenson has been suspended by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Swenson (CRD# 3263767).

Eric Swenson has spent twelve years in the securities industry and was most recently registered with PNC Investments in Fort Pierce, Florida (2014-2016). He was previously registered with Scottrade in Stuart, Florida (2003-2014). He is currently not registered with any state or firm.

According to his BrokerCheck report, Eric Swenson has been sanctioned by FINRA.

Raymond DinkelPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016 indicate that New York-based Oppenheimer & Company broker/adviser Raymond Dinkel has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dinkel (CRD# 1800456).

Raymond Dinkel has spent 24 years in the securities industry and has been registered with Oppenheimer & Company in Monroeville, Pennsylvania since 2013. Previous registrations include PNC Investments in Murrysville, Pennsylvania; JJB Hilliard Lyons & Company in Louisville, Kentucky; Morgan Stanley DW in Purchase, New York; Prudential Securities in New York, New York; Wheat First Securities in Charlotte, North Carolina; Mentor Distributors in Boston, Massachusetts; and Federated Securities in Pittsburgh, Pennsylvania. He is a registered broker and investment adviser with eight US states and territories: Arizona, Florida, Maryland, New York, North Carolina, Ohio, Pennsylvania, and South Carolina.

According to his BrokerCheck report, Raymond Dinkel has received three customer complaints and was terminated from one former employer.

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