Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016 indicate that New York-based Portfolio Advisors Alliance broker Howard Allen has been named in a pending civil complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Allen (CRD# 2033586).
Howard Allen has spent 26 years in the securities industry and has been registered with Portfolio Advisors Alliance in New York, New York since 2009. Previous registrations include Allen Partners in New York, New York; JP Turner & Company in New York, New York; Sands Brothers in New York, New York; and Madison Chapin Associates, which has been expelled by FINRA, in New York, New York. He is a registered broker with 29 US states and territories.
According to his BrokerCheck report, Howard Allen has received four customer complaints, three regulatory sanctions, and one pending civil complaint.