Articles Tagged with Questar Capital

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David CranePublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 9, 2018 indicate that Georgia-based Questar Capital broker/adviser David Crane has received a customer dispute and several unsatisfied tax liens. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Crane (CRD# 1334510).

David Crane has spent 33 years in the securities industry and has been registered with Questar Capital Corporation in Dacula, Georgia since 2006. Previous registrations include USAllianz Securities in Duluth, Georgia (2004-2006); Dempsey Financial Network in Atlanta, Georgia (2002-2003); Signator Investors in Boston, Massachusetts (1993-2002); John Hancock Mutual Life Insurance Company in Boston, Massachusetts (1993-1997); Guardian Investor Services in New York, New York (1989-1993); Integrated Resources Equity Corporation (1989); Ogilvie & Taylor Securities Corporation (1987-1989); WS Griffith & Company (1986-1987); and Ogilvie & Taylor Securities Corporation (1985-1986). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on December 21, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 24, 1985; Series 7 (General Securities Representative Examination), which he obtained on February 16, 1985; and Series 24 (General Securities Principal Examination), which he obtained on June 25, 1999. He is a registered broker and investment adviser with eleven US states and territories: Alabama, California, Connecticut, Florida, Georgia, Iowa, Maryland, New York, North Carolina, South Carolina, and Tennessee.

According to his BrokerCheck report, David Crane has received one customer complaint and five unsatisfied tax liens.

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Stephen SwarbrickPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 27, 2017 indicate that California-based Questar Capital broker/adviser Stephen Swarbrick has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Swarbrick (CRD# 2444058).

Stephen Swarbrick has spent 22 years in the securities industry and has been registered with Questar Capital in Roseville, California since 2012. Previous registrations include Woodbury Financial Services in Roseville, California; WM Financial Services in Irvine, California; and Great Western Financial Services in Northridge, California. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker and investment adviser with eight US states and territories: Arizona, California, Florida, Minnesota, Nevada, Oregon, Pennsylvania, Utah and Virginia.

According to his BrokerCheck report, he has received one pending customer complaint.

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Kevin WannerPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 24, 2017 indicate that former North Dakota-based Questar Capital broker Kevin Wanner has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from customers who have complaints regarding Mr. Wanner (CRD# 1402627).

Kevin Wanner has spent thirty years in the securities industry and was most recently registered with Questar Capital in Bismarck, North Dakota (2012-2015). Previous registrations include Woodbury Financial Services in Bismarck, North Dakota; USAllianz Securities in Bismarck, Maryland; Raymond James Financial in St. Petersburg, Florida; LM Financial Partners in New Orleans, Louisiana; Merrill Lynch in New York, New York; SunAmerica Securities in Phoenix, Arizona; Anchor National Financial Services; and AG Edwards & Sons in St. Louis, Missouri. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Kevin Wanner has received two regulatory sanctions, was terminated from his position at Questar Capital, and is the subject of a pending customer dispute.

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Terry SandvoldPublic records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that Minnesota-based Questar Capital Corporation broker/adviser Terry Sandvold has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sandvold (CRD# 1571926).

Terry Sandvold has spent 29 years in the securities industry and has been registered with Questar Capital Corporation in St. Louis Park, Minnesota since 2012. He was previously registered with Pruco Securities Corporation in St. Louis Park, Minnesota (1986-2012). He is a registered broker and investment adviser with eleven US states and territories: Arizona, California, Florida, Illinois, Iowa, Minnesota, New York, North Carolina, Texas, Utah, and Wisconsin. Continue reading →

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Kevin WannerAccording to records provided by the Financial Industry Regulatory Authority (FINRA), former North Dakota-based Questar Capital broker Kevin Wanner is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Wanner (CRD# 1402627).

Kevin Wanner has spent thirty years in the securities industry and was most recently registered with Questar Capital in Bismarck, North Dakota (2006-2010; 2012-2015). Previous registrations include Woodbury Financial Services in Bismarck, North Dakota (2010-2012); USAllianz Securities in Bismarck, Maryland (2004-2006); Raymond James Financial in St. Petersburg, Florida (2002-2004); LM Financial Partners in New Orleans, Louisiana (1999-2002); Merrill Lynch in New York, New York (1998-2000); SunAmerica Securities in Phoenix, Arizona (1992-1998); Anchor National Financial Services (1991-1992); AG Edwards & Sons in St. Louis, Missouri (1990-1991); Edward Jones & Company in St. Louis, Missouri (1989-1990); John G. Kinnard & Company in Minneapolis, Minnesota (1989); F&G Securities (1988); and AMEV Investors (1985-1988). He is currently not registered with any state or firm. Continue reading →