Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 3, 2017 indicate that Virginia-based Davenport & Company broker/adviser R. Thomas Edwards Jr. has been discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Edwards (CRD# 872729).
R. Thomas Edwards has spent 37 years in the securities industry and has been registered with Davenport & Company in Norfolk, Virginia since January 2017. Previous registrations include UBS Financial Services in Norfolk, Virginia (1995-2017) and Kidder Peabody & Company in New York, New York (1979-1995). He is a registered broker and investment adviser with eighteen US states and territories and has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 3 (National Commodity Futures Examination); and Series 7 (General Securities Representative Examination).
According to his BrokerCheck report, R. Thomas Edwards has been terminated from a former employer.