Articles Tagged with Randyl Taber

Randyl TaberPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 29, 2017 indicate that former Florida-based International Assets Advisory broker/adviser Randyl Taber was terminated from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Taber (CRD# 1399854).

Randyl Taber has spent 31 years in the securities industry and has been registred with International Assets Advisory in Orlando, Florida since June 2017. Previous registrations include Ameriprise Financial Services in West Des Moines, Iowa; Wells Fargo Advisors in West Des Moines, Iowa; AG Edwards & Sons in West Des Moines, Iowa; Anchor National Financial Services; and Edward D. Jones & Company. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with seven US states and territories: California, Colorado, Florida, Iowa, Minnesota, Wisconsin and Wyoming.

According to his BrokerCheck report, Randyl Taber was terminated from his former employer and has received two closed or denied customer complaints.