Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that Florida-based Raymond James & Associates broker/adviser Henry Grinberg recently resigned from his former employer in connection to alleged rule violations and has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Grinberg (CRD# 4605039).
Henry Grinberg has spent 15 years in the securities industry and has been registered with Raymond James & Associates in Aventura, Florida since June 2018. Previous registrations include Morgan Stanley in Aventura, Florida (2009-2018); Citigroup Global Markets in Aventura, Florida (2009); and UBS Financial Services in Aventura, Florida (2003-2009). He has passed three securities industry examination: Series 66 (Uniform Combined State Law Examination), which he obtained on February 6, 2003; Series 31 (Futures Managed Funds Examination), which he obtained on June 19, 2004; and Series 7 (General Securities Representative Examination), which he obtained on January 14, 2003. He is a registered broker and investment adviser with ten US states: California, Connecticut, Florida, Illinois, New Jersey, New York, North Carolina, Oregon, Pennsylvania, and Texas. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and two denied customer complaints, and he recently resigned from his former employer in connection to alleged rule violations.