Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 15, 2017 indicate that Michigan-based Raymond James & Associates broker/adviser William Konchal has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Konchal (CRD# 1092372).
William Konchal has spent 34 years in the securities industry and has been registered with Raymond James & Associates in Dearborn, Michigan since 2004. Previous registrations include JJB Hilliard WL Lyons in Louisville, Kentucky (1998-2004); Fifth Third/The Ohio Company in Cincinnati, Ohio (1992-1998); Lehman Brothers in New York, New York (1988-1992); EF Hutton & Company (1984-1988); and Fahnestock & Company (1983-1984). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 16 US states and territories: California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, and Virginia.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.