Articles Tagged with REIT

John HudnallPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 11, 2016 indicate that former California-based US Bancorp broker John Hudnall is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hudnall (CRD# 4200298).

John Hudnall has spent 14 years in the securities industry and was most recently registered with US Bancorp Investments in San Francisco, California (2012-2015); Bancwest Investment Services in San Francisco, California (2010-2012); Merrill Lynch in San Mateo, California (2009-2010); Citicorp Investment Services in San Francisco, California (2002-2007); and Morgan Stanley DW in Purchase, New York (2000-2002). He is currently not registered with any state or firm. Continue Reading

Mazhar MahmoodCalifornia-based Ameriprise Financial Services broker Mazhar Mahmood is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mahmood (CRD# 2876589).

Mazhar Mahmood has spent eighteen years in the securities industry and has been registered with the following firms: Ameriprise Financial Services in Irvine, California since 1998. Previous registrations include IDS Life Insurance Company in Minneapolis, Minnesota (1998-2006) and Miller Johnson & Kuehn in Minneapolis, Minnesota (1997). He is a registered broker and investment adviser with seven US states: Arizona, California, New Jersey, North Carolina, South Carolina, Tennessee, and Texas. Continue Reading

Mitchell FooteKansas-based Client One Securities broker/adviser Mitchell Foote is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Foote (CRD# 2440243).

Mitchell Foote has spent twenty-two years in the securities and has been registered with Client One Securities in Manhattan, Kansas since 2011. Previous registrations include Sterne Agee Financial Services in Manhattan, Kansas (2010-2011); Broker Dealer Financial Services in Manhattan, Kansas (2007-2009); SII Investments in Salina, Kansas (1999-2007); and InterSecurities in St. Petersburg, Florida (1994-1999).  He is a registered broker with sixteen US states and territories: Arkansas, Colorado, Florida, Illinois, Indiana, Kansas, Missouri, Nebraska, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Utah, and Washington. Continue Reading

Gopi Vungarala According to records provided by the Financial Industry Regulatory Authority, Michigan-based Purshe Kaplan Sterling Investments broker/adviser Gopi Vungarala is under investigation for allegations involving he lied about investments and commissions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Vungarala (CRD# 4856193).

Gopi Vungarala has spent eleven years in the securities industry and has been registered with Purshe Kaplan Sterling Investments in Midland, Michigan since 2007. He was previously registered with American General Securities Corporation in Midland, Michigan (2004-2007). He is a registered broker and investment adviser with two US states: Michigan and Texas. Continue Reading

Anthony Lopopolo The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Massachusetts-based broker/adviser Anthony Lopopolo (CRD# 3054422).

Anthony Lopopolo has spent seventeen years in the securities industry and has been registered with Voya Financial Advisors in Worcester, Massachusetts since 2014. Previous registrations include Ameriprise Financial Services in Worcester, Massachusetts (1998-2014) and IDS Life Insurance Company in Minneapolis, Minnesota (1998-2006). He is a registered broker and investment adviser with ten US states and territories: Arizona, California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, North Carolina, South Carolina, Texas. Continue Reading