Articles Tagged with Revere Securities

Larry Lavoice

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 9, 2018 indicate that New York-based Revere Securities broker/adviser Larry Lavoice was discharged from his former employer in connection to alleged rule violations and has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lavoice (CRD# 2125013).

Larry Lavoice has spent 26 years in the securities industry and has been registered with Revere Securities in New York, New York since December 2017. Previous registrations include Morgan Stanley in New York, New York (2010-2018); UBS Financial Services in New York, New York (2002-2010); Salomon Smith Barney in New York, New York (1997-2002); and Merrill Lynch in New York, New York (1991-1997). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 17, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 26, 1991; and Series 7 (General Securities Representative Examination), which he obtained on April 8, 1991. He is a registered broker and investment adviser with eight US states: Arizona, California, Connecticut, Florida, Maryland, New Jersey, New York, and Pennsylvania.

According to his BrokerCheck report, Larry Dean has received one customer complaint and one regulatory sanction, and he was discharged from his former employer in connection to alleged rule violations.

Gregory Dahl Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 22, 2017 indicate that former New York-based Revere Securities broker/adviser Gregory Dahl was recently sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dahl (CRD# 59820).

George Dahl has spent 44 years in the securities industry and was most recently registered with Revere Securities in New York, New York (2015). Previous registrations include Newport Coast Securities in Irvine, California; Wedbush Securities in Newport Beach, California; Brookstreet Securities in San Juan Capistrano, California; the Seidler Companies Incorporated in Irvine, California; RBC Dain Rauscher in New York, New York; and Sutro & Company in San Francisco, California. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); PC (AMEX Put and Call Exam); and Series 1 (Registered Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received two FINRA sanctions, six customer complaints and one pending customer complaint.

Jollene AustinPublic records published by the Financial Industry Regulatory Authority (FINRA) on February 22, 2017 indicate that New York-based Revere Securities broker Jollene Austin resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Austin (CRD# 2997663).

Jollene Austin has spent eighteen years in the securities industry and has been registered with Revere Securities in New York, New York since October 2016. Previous registrations include Rothschild Lieberman in New York, New York; Newport Coast Securities in New York, New York; Securities America in Mills River, North Carolina; Commonwealth Financial Network in Mills River, North Carolina; LPL Financial in Mills River, North Carolina; Edward Jones in Mills River, North Carolina; UBS Painewebber in Weehawken, New Jersey; Salomon Smith Barney in New York, New York; Merrill Lynch in New York, New York; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance in Minneapolis, Minnesota. She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 65 (Uniform Investment Adviser Law Examination). She is a registered broker with seven US states and territories: Colorado, Connecticut, Indiana, New York, North Carolina, Rhode Island, and South Carolina.

According to her BrokerCheck report, Jollene Austin has received one denied customer complaint and resigned from a former employer in connection to alleged misconduct.