Publicly available records provided by the Securities and Exchange Commission (SEC) on January 24, 2017 indicate that former Arizona-based Horter Investment Management adviser Richard Clatfelter has been permanently barred by the SEC. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Clatfelter (CRD# 5608862).
Richard Clatfelter has spent at least eight years in the securities industry and was most recently registered with Horter Investment Management in Mesa, Arizona. Previous registrations include Horter Investment Management in Chandler, Arizona and Redhawk Wealth Advisors in Chandler, Arizona. He is currently not registered with any state or firm.
According to his Investment Adviser Representative Summary, Richard Clatfelter has been the subject of a regulatory sanction and a civil action.