Articles Tagged with Richard D’Ambola

Richard D’Ambola Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 3, 2017 indicate that New Jersey-based CFD Investments broker/adviser Richard D’Ambola has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. D’Ambola (CRD# 2816480).

Richard D’Ambola has spent twelve years in the securities industry and has been registered with CFD Investments in Succasunna, New Jersey since 2014. Previous registrations include Questar Capital Corporation in Succasunna, New Jersey; Workman Securities Corporation in Succasunna, New Jersey; Princor Financial Services in Des Moines, Iowa; and 1717 Capital Management in Newark, Delaware. He is a registered broke and investment adviser with ten US states and territories: Arizona, California, Delaware, Florida, New Jersey, New York, North Carolina, and Pennsylvania.

According to his BrokerCheck report, he has received two customer complaints, two regulatory sanctions, and one pending customer complaint.