Public records published by the Financial Industry Regulatory Authority (FINRA) on March 16, 2017 indicate that Ohio-based Stifel Nicolaus & Company broker/adviser Robert Berry has been sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. verry (CRD# 849285).
Robert Berry has spent 39 years in the securities industry and has been registered with Stifel Nicolaus & Company in Fairlawn, Ohio since 2009. Previous registrations include Butler Wick & Company in Fairlawn, Ohio; Wachovia Securities in Akron, Ohio; and Merrill Lynch in New York, New York. He is a registered broker and investment adviser with sixteen US states and territories.
According to his BrokerCheck report, Robert Berry has received one FINRA sanction and one customer complaint.