Articles Tagged with Robert Friedman

Robert Friedman

Public records published by the Financial Industry Regulatory Authority (FINRA) on March 8, 2017 indicate that Pennsylvania-based Wells Fargo Advisors Financial Network broker/adviser Robert Friedman has been named in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Friedman (CRD #1101794).

Robert Friedman has spent 33 years in the securities industry and has been registered with Wells Fargo Advisors Financial Network in Berwyn, Pennsylvania since October 2016. Previous registrations include Wells Fargo Advisors in Berwyn, Pennsylvania; First Union Capital Markets in Charlotte, North Carolina; Legg Mason Wood Walker in Baltimore, Maryland; Merrill Lynch; and Patten Securities Corporation. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 5 (Interest Rate Options Examination). He is a registered broker and investment adviser with 24 US states and territories.

According to his BrokerCheck report, Robert Friedman has received one pending customer complaint and resigned from one former employer.