Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 5, 2017 indicate that former California-based Richfield Orion International broker/adviser Robert Lindell has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lindell (CRD# 2550012).
Robert Lindell has spent 22 years in the securities industry and was most recently registered with Richfield Orion International in Santa Rosa, California (2013-2017). Previous registrations include Revere Securities in Bangor, Maine; Jesup & Lamont Securities in New York, New York; Intervest International Equities Corporation in Frankfort, Maine; Edward Jones in St. Louis, Missouri; and Hackett & Company in South Burlington, Vermont. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received several regulatory sanctions and has been named in a pending criminal complaint.