Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 6, 2016 indicate that North Dakota-based Berthel Fisher & Company broker/adviser Ryan Benning has received a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Benning (CRD# 4205469).
Ryan Benning has spent sixteen years in the securities industry and has been registered with Berthel Fisher & Company Financial Services in Hazen and Bismarck, North Dakota since 2000. He has no previous registrations. He is a registered broker and investment adviser with thirteen US states and territories: Arizona, California, Colorado, Idaho, Indiana, Kansas, Minnesota, Missouri, Montana, North Dakota, South Dakota, Texas, and Wyoming.
According to his BrokerCheck report, Ryan Benning has received one pending customer complaint and has been named in a pending regulatory investigation.