Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 21, 2017 indicate that California-based UBS Financial Services broker/adviser Lane Goldstein has been named in a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Goldstein (CRD# 855132).
Lane Goldstein has spent 38 years in the securities industry and has been registered with UBS Financial Services in Beverly Hills, California since 2007. Previous registrations include Citigroup Global Markets in Beverly Hills, California and Lehman Brothers in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser in nine US states: Arizona, California, Connecticut, Florida, Ohio, Nevada, New York, Tennessee and Washington.
According to his BrokerCheck report, Lane Goldstein has received one pending customer complaint and one denied customer complaint.