Articles Tagged with Salomon Smith Barney

Lane Goldstein

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 21, 2017 indicate that California-based UBS Financial Services broker/adviser Lane Goldstein has been named in a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Goldstein (CRD# 855132).

Lane Goldstein has spent 38 years in the securities industry and has been registered with UBS Financial Services in Beverly Hills, California since 2007. Previous registrations include Citigroup Global Markets in Beverly Hills, California and Lehman Brothers in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser in nine US states: Arizona, California, Connecticut, Florida, Ohio, Nevada, New York, Tennessee and Washington.

According to his BrokerCheck report, Lane Goldstein has received one pending customer complaint and one denied customer complaint.

Joseph McErleanPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2016 indicate that Pennsylvania-based Janney Montgomery Scott broker/adviser Joseph McErlean has received settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fitapelli (CRD# 2463560).

Joseph McErlean has spent 22 years in the securities industry and has been registered with Janney Montgomery Scott in Berwyn, Pennsylvania since 1999. He was previously registered with Salomon Smith Barney in New York, New York (1994-1999). He is a registered broker and investment adviser with 31 US states and territories. Continue Reading

Benjamin AibelNew York-based Wunderlich broker Benjamin Aibel is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Aibel (CRD# 1994).

Benjamin Aibel has spent 47 years in the securities industry and was most recently registered with Wunderlich Securities in New York, New York. He was previously registered with Sanders Morris Harris in New York, New York; Oppenheimer & Company in New York, New York; Advest in Hartford, Connecticut; Salomon Smith Barney in New York, New York; and four other broker-dealers since 1968. He is currently not registered with any state or firm. Continue Reading