Articles Tagged with Scott Mass

Scott MassPublic records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that New York-based David Lerner Associates broker/adviser Scott Mass has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mass (CRD# 1971403).

Scott Mass has spent 28 years in the securities industry and has been registered with David Lerner Associates in Syosset, New York since 1996. He was previously registered with David Lerner Associates in Syosset, New York (1989-1995). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 26, 1989; Series 7 (General Securities Representative Examination), which he obtained on August 19, 1989; and Series 24 (General Securities Principal Examination), which he obtained on May 8, 1995. He is a registered broker with 27 US states and territories.

According to his BrokerCheck report, he has received one customer complaint, two pending customer complaint, and three customer complaints that were closed, denied or withdrawn.