Articles Tagged with Securities America

Joseph StowellPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 30, 2016 indicate that Illinois-based Securities America broker Joseph Stowell has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Stowell (CRD# 852555).

Joseph Stowell has spent 38 years in the securities industry and has been registered with Securities America in Peoria Heights, Illinois since 2012. Previous registrations include Eagle One Investments in Peoria Heights, Illinois; Morgan Stanley DW in Peoria, Illinois; Wachovia Securities in St. Louis, Missouri; SII Investments in Appleton, Wisconsin; Investment Centers of America in Appleton, Wisconsin; Everen Securities in St. Louis, Missouri; Blunt Ellis & Loewi; Shearson Lehman Hutton; and Loeb Partners. He is a registered broker with twenty US states and territories.

According to his BrokerCheck report, Joseph Stowell has received one customer complaint and one pending customer complaint, and was terminated from one former employer.

Kevin Houser Public records published by the Financial Industry Regulatory Authority (FINRA) on September 28, 2016 indicate that Ohio-based Securities America broker/adviser Kevin Houser has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Houser (CRD# 4072700).

Kevin Houser has spent fourteen years in the securities industry and has been registered with Securities America in Westlake, Ohio since 2009. Previous registrations include Brecek & Young Advisors in Westlake, Ohio; Donahue Securities in Cincinnati, Ohio; and NYLife Securities in New York, New York. He is a registered broker and investment adviser in Ohio.

According to his BrokerCheck report, Kevin Houser has received four customer complaints.

Arlon Enmeier Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that California-based Securities America broker/adviser Arlon Enmeier has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Enmeier (CRD# 1000999).

Arlon Enmeier has spent 34 years in the securities industry and has been registered with Securities America in San Clemente, California since 1994. Previous registrations include Linsco/Private Ledger Corporation in Boston, Massachusetts; EBM World Network Incorporated; IDM Securities Corporation; All Services Financial Center; and University Securities. He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Kansas, Mississippi, Montana, Nebraska, Nevada, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin. Continue Reading

Lance HarshbargerPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2016 indicate that Kansas-based Securities America broker/adviser Lance Harshbarger has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Harshbarger (CRD# 3059198).

Lance Harshbarger has spent 18 years in the securities industry and has been registered with Securities America in Overland Park, Kansas since 2014. He was previously registered with Sunset Financial Serviecs in Overland Park, Kansas (1998-2014). He is a registered broker and investment adviser with 14 US states and territories: Arizona, Arkansas, Colorado, Florida, Hawaii, Illinois, Iowa, Kansas, Louisiana, Missouri, Nebraska, Oklahoma, Tennessee, and Texas. Continue Reading

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Indiana-based IFS broker Gregory Van Winkle (CRD# 1056407).

Gregory Van Winkle has spent 32 years in the securities industry and has been registered with IFS Securities in Indianapolis, Indiana since 2013. Previous registrations include Securities America in Indianapolis (1995-2013); Linsco/Private Ledger Corporation in Boston, Massachusetts (1992-1995); American Express Financial Services in Minneapolis, Minnesota (1982-1992); and IDS Financial Services (1982-1986). He is a registered broker in nine US states: Arizona, Florida, Georgia, Illinois, Indiana, Kansas, Michigan, Ohio, and Virginia. Continue Reading