Articles Tagged with Shadi Barakat

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Shadi Barakat

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 10, 2017 indicate that New York-based Spartan Capital Securities broker Shadi Barakat, also known as Sean Barakat, has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Barakat (CRD# 5031281).

Shadi Barakat has spent 11 years in the securities industry and has been registered with Spartan Capital Securities in New York, New York since May 2017. Previous registrations include Aegis Capital in New York, New York; Gunnallen Financial in New York, New York; Joseph Gunnar & Company in New York, New York; Mercer Capital in New York, New York; and VFinance Investments in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with four US states and territories: California, Maryland, New York and Ohio.

According to his BrokerCheck report, he has received one customer complaint, two pending customer complaints and six unsatisfied tax liens.