According to records provided by the Financial Industry Regulatory Authority (FINRA), former Missouri-based Geneos broker Sheldon Harber is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Sheldon Harber (CRD# 867340).
Sheldon Harber has spent 36 years in the securities industry and was most recently registered with Geneos Wealth Management in St. Louis, Missouri (2014-2016). Previous registrations include Cambridge Investment Services in St. Louis, Missouri (2002-2014); FSC Securities in Atlanta, Georgia (1993-2002); TransAmerica Financial Services in Los Angeles, California (1988-1993); TransAmerica Securities Sales Corporation in Los Angeles, California (1988-1993); Chubb Securities Corporation (1980-1988); and ManEquity (1970-1980). He is currently not registered with any state or firm. Continue Reading