Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that New York-based Signator Investors broker Michael Marlowe has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Marlowe (CRD# 2246020).
Michael Marlowe has spent 25 years in the securities industry and has been registered with Signator Investors in Williamsville, New York since 2005. Previous registrations include NYLife Securities in New York, New York (2004-2005); Pruco Securities in Newark, New Jersey (2001-2003); NYLife Securities in New York, New York (1999-2001); and Pruco Securities in Newark, New Jersey (1992-1999). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 16, 1999; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 27, 1992; Series 7 (General Securities Representative Examination), which he obtained on February 19, 2002; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 27, 1992; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on June 27, 2001. He is a registered broker with four US states: Arizona, Florida, Nevada, and New York.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one customer complaint that was withdrawn.