Articles Tagged with Signator

Brian Murphy Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 29, 2016 indicate that former Pennsylvania-based Signator Investors broker Brian Murphy is currently not licensed to act as a broker. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy (CRD# 2953503).

Brian Murphy has spent eight years in the securities industry and was most recently registered with Signator Investors in Yeardley, Pennsylvania (2015-2016). Previous registrations include MetLife Securities in Moorestown, Pennsylvania; AXA Advisors in Marlton, New Jersey; and Metropolitan Life Insurance Company in Mount Laurel, New Jersey. He is currently not registered with any state or firm. Continue Reading

Armand Fisher Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that Connecticut-based Signator Investors broker/adviser Armand Fisher has received numerous settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fisher (CRD# 1528479).

Armand Fisher has spent 29 years in the securities industry and has been registered with Signator Investors in Rocky Hill, Connecticut since 2013. Previous registrations include MetLife Securities in Glastonbury, Connecticut; Equity Services in East Hartford, Connecticut; Washington Square Securities in Des Moines, Iowa; Chubb Securities in Fort Wayne, Indiana; Broad Reach Capital; and Walnut Street Securities in El Segundo, California. He is a registered broker and investment adviser with six US states and territories: California, Connecticut, Florida, Massachusetts, Ohio, and Pennsylvania. Continue Reading

Thomas HokrPublic records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Minnesota-based Signator Investors broker/adviser Thomas Hokr has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hokr (CRD# 1194034).

Thomas Hokr has spent 32 years in the securities industry and has been registered with Signator Investors in Minneapolis and Maple Grove, Minnesota since March 2015. Previous registrations include Investors Capital Corporation in Bloomington, Minnesota; LPL Financial in Maple Grove, Minnesota; Royal Alliance Associates in New York, New York; Walnut Street Securities in El Segundo, California; and Cigna Securities in Radnor, Pennsylvania. He is a registered broker and investment adviser with eight US states: Arizona, California, Florida, Michigan, Minnesota, Nevada, Texas, and Wisconsin. Continue Reading

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