Articles Tagged with Spartan Capital

David Lomedico

Publicly available provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 10, 2017 indicate that former New York-based Spartan Capital broker David Lomedico has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lomedico (CRD# 1531676).

David Lomedico has spent 29 years in the securities industry and was most recently registered with Spartan Capital Securities in New York, New York (2013-2016). Previous registrations include Rockwell Global Capital in Melville, New York; Advanced Planning Securities in Melville, New York; JP Turner & Company in Hauppage, New York; American Capital Partners in Hauppage, New York; and Milestone Financial Services in Bohemia, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received four customer complaints, one pending customer complaint, and one FINRA sanction.

John CullenPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 25, 2016 indicate that New York-based Spartan Capital Securities broker John Cullen has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cullen (CRD# 5062835).

John Cullen has spent 10 years in the securities industry and has been registered with Spartan Capital Securities in Garden City, New York since 2013. Previous registrations include Andrew Garrett in Floral Park, New Jersey; the Concord Equity Group in Iselin, New Jersey; New Castle Financial Services, which has since been expelled by FINRA, in Melville, New York; and Benson York Group, which has since been expelled by FINRA, in Melville, New York. He is a registered broker and investment adviser with 24 US states and territories. Continue Reading

New York-based Spartan Capital Securities broker Samuel Januszewski-Ytuarte is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Januszewski-Ytuarte (CRD# 5821156).

Januszewski-YtuarteSamuel Januszewski-Ytuarte has spent five years in the securities industry and has been registered with Spartan Capital Securities in Garden City, New York since 2015. Previous registrations include Martinez-Ayme Securities in Melville, New York (2014-2015); Blackbook Capital in Northport, New York (2013-2014); and JD Nicholas & Associates in Syosset, New York (2010-2012). He is a registered broker with 47 US states and territories. Continue Reading

Contact Information