Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that Oregon-based LPL Financial broker/adviser Stacee Malcolm has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Malcolm (CRD# 4246711).
Stacee Malcolm has spent 17 years in the securities industry and has been registered with LPL Financial in West Linn, Oregon since 2015. Previous registrations include Allstate Financial Services in West Linn, Oregon (2004-2015); World Group Securities in Duluth, Georgia (2002-2004); and WMA Securities in Duluth, Georgia (2000-2002). She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on June 25, 2015; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on August 11, 2000; Series 7 (General Securities Representative Examination), which she obtained on October 21, 2014; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on September 8, 2000. She is a registered broker and investment adviser with seven US states: Alabama, California, Florida, Georgia, Oregon, Utah and Washington.
According to her BrokerCheck report, she has received one pending customer complaint and three denied customer complaints.