Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that former Ohio-based Stifel Nicolaus & Company broker/adviser Stephen Hurtuk has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hurtuk (CRD# 848484).
Stephen Hurtuk has spent 39 years in the securities industry and was most recently registered with Stifel Nicolaus in Boardman, Ohio (2007-2017). Previous registrations include Citigroup Global Markets in Canfield, Ohio (2001-2007) and Merrill Lynch in New York, New York (1978-2001). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 4, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 9, 1980; and Series 7 (General Securities Representative Examination), which he obtained on January 21, 1978. He is currently not affiliated with any broker-dealer firm.
According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.