Public records provided by the Financial Industry Regulatory Authority (FINRA) on December 16, 2016 indicate that former Michigan-based NYLife Securities broker/adviser Stephen Mellinger is currently not affiliated with any broker-dealer firm and has been the subject of a customer dispute. The seasoned attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Mr. Mellinger (CRD# 2819752).
Stephen Mellinger has spent fifteen years in the securities industry and was most recently registered with NYLife Securities in Niles, Michigan (2009-2015). Previous registrations include Northwestern Mutual Investment in Valparaiso, Indiana (1997-2007) and Robert W. Baird & Company in Milwaukee, Wisconsin (1997-2002). He is currently not registered with any state or firm.
According to his BrokerCheck report, Stephen Mellinger has received one customer complaint and recently resigned from his former employer.