Articles Tagged with Steven Bright

Steven Bright Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 21, 2017 indicate that former Texas-based Wunderlich broker/adviser Steven Bright has been thes ubejct of customer complaints and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bright (CRD# 2059627).

Steven Bright has spent 26 years in the securities industry and was most recently registered with Wunderlich Securities in Dallas, Texas (2015-2016). Previous registrations include Southwest Securities in Plano, Texas; Stifel Nicolaus & Company in Southlake, Texas; Josephthal & Company in New York, New York; H.J. Meyers & Company in Rochester, New York; Emanuel & Company in New York, New York; Baring & Brown; and F.N. Wolf & Company. He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.

According to his BrokerCheck report, Steven Bright has received three customer complaints and eight denied customer complaints.

shutterstock_102158005The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Texas-based Wunderlich broker/adviser Steven Bright (CRD# 2059627).

Steven Bright has spent 25 years in the securities industry and has been registered with Wunderlich Securities in Dallas, Texas since 2015. Previous registrations include Southwest Securities in Plano, Texas (2007-2015); Stifel Nicolaus & Company in Southlake, Texas (2001-2007); Josephthal & Company in New York, New York (1998-2001); H.J. Meyers & Company in Rochester, New York (1992-1998); Emanuel & Company in New York, New York (1992); Baring & Brown (1991-1992); and F.N. Wolf & Company (1990-1991). Three of Mr. Bright’s former employers — H.J. Meyers & Company, Emanuel & Company, and Baring & Brown — have since been expelled by FINRA. Mr. Bright is a registered broker and investment adviser in six US states: California, Illinois, Indiana, Minnesota, New Mexico, and Texas.

According to his BrokerCheck report, Steven Bright is the subject of three customer complaints and seven denied customer complaints.

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